CausalLM Is Not Optimal for In-Context Learning

Abstract

Recent empirical evidence indicates that transformer based in-context learning performs better when using a prefix language model (prefixLM), in which incontext samples can all attend to each other, compared to causal language models (causalLM), which use auto-regressive attention that prohibits in-context samples to attend to future samples. While this result is intuitive, it is not understood from a theoretical perspective. In this paper we take a theoretical approach and analyze the convergence behavior of prefixLM and causalLM under a certain parameter construction. Our analysis shows that both LM types converge to their stationary points at a linear rate, but that while prefixLM converges to the optimal solution of linear regression, causalLM convergence dynamics follows that of an online gradient descent algorithm, which is not guaranteed to be optimal even as the number of samples grows infinitely. We supplement our theoretical claims with empirical experiments over synthetic and real tasks and using various types of transformers. Our experiments verify that causalLM consistently underperforms prefixLM in all settings.

Jialin Wu

Research Scientist

I am interested in enhancing the capabilities of image generation models on info-seeking (world knowledge) queries. Some research questions I am exploring include (1) utilizing search signals during the pre/post-training phases as well as during inference for image generation, and (2) enhancing the factual accuracy of images produced in response to info-seeking queries.